PNE AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
PNE AG
PNE AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
15.01.2024 / 15:26 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
| Name: | PNE AG |
| Street: | Peter-Henlein-Straße 2-4 |
| Postal code: | 27472 |
| City: | Cuxhaven Germany |
| Legal Entity Identifier (LEI): | 391200KEHI6OQSGGN373 |
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2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights | |
| Other reason: |
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3. Details of person subject to the notification obligation
| Natural person (first name, surname): Raphael Kain Date of birth: 08 Dec 1976 |
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| Samson Rock Event Driven Master Fund Limited |
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5. Date on which threshold was crossed or reached:
| 08 Jan 2024 |
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6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 7.93 % | 0.22 % | 8.16 % | 76603334 |
| Previous notification | n/a % | n/a % | n/a % | / |
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE000A0JBPG2 | 0 | 6076235 | 0.00 % | 7.93 % |
| Total | 6076235 | 7.93 % | ||
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Equity Swap | 02/04/2026 | n/a | Cash | 171000 | 0.22 % |
| Total | 171000 | 0.22 % |
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8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
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| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Raphael Kain | % | % | % |
| Samson Rock Capital LLP | 7.93 % | % | 8.16 % |
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
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10. Other explanatory remarks:
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Date
| 11 Jan 2024 |
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15.01.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
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