PNE AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

PNE AG
PNE AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
15.01.2024 / 15:26 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer

Name:PNE AG
Street:Peter-Henlein-Straße 2-4
Postal code:27472
City:Cuxhaven
Germany
Legal Entity Identifier (LEI):391200KEHI6OQSGGN373

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2. Reason for notification

XAcquisition/disposal of shares with voting rights
XAcquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:

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3. Details of person subject to the notification obligation

Natural person (first name, surname): Raphael Kain
Date of birth: 08 Dec 1976

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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

Samson Rock Event Driven Master Fund Limited

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5. Date on which threshold was crossed or reached:

08 Jan 2024

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6. Total positions

% of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New7.93 %0.22 %8.16 %76603334
Previous notificationn/a %n/a %n/a %/

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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000A0JBPG2060762350.00 %7.93 %
Total60762357.93 %

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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
00.00 %
Total00.00 %

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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Equity Swap02/04/2026n/aCash1710000.22 %
Total1710000.22 %

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8. Information in relation to the person subject to the notification obligation

Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

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Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Raphael Kain % % %
Samson Rock Capital LLP7.93 % %8.16 %

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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
% % %

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10. Other explanatory remarks:

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Date

11 Jan 2024

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15.01.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com

Veröffentlicht am 15.01.2024

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