Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
Siemens Energy AG
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
16.01.2024 / 18:11 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
| Name: | Siemens Energy AG |
| Street: | Otto-Hahn-Ring 6 |
| Postal code: | 81739 |
| City: | Munich Germany |
| Legal Entity Identifier (LEI): | 5299005CHJZ14D4FDJ62 |
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2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: voluntary group notification with triggered threshold on subsidiary level |
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3. Details of person subject to the notification obligation
| Legal entity: JPMorgan Chase & Co. City of registered office, country: Wilmington, Delaware, United States of America (USA) |
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
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5. Date on which threshold was crossed or reached:
| 12 Jan 2024 |
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6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 1.26 % | 4.56 % | 5.82 % | 799309712 |
| Previous notification | 1.32 % | 4.70 % | 6.03 % | / |
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE000ENER6Y0 | 0 | 10053374 | 0.00 % | 1.26 % |
| Total | 10053374 | 1.26 % | ||
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Internal right to recall shares lent out | n/a | n/a | 1918581 | 0.24 % |
| Total | 1918581 | 0.24 % |
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Convertible bonds | 14/09/2025 | 14/09/2025 | Physical | 8523509 | 1.07 % |
| Third Party convertible bonds – right of use held | 14/09/2025 | 14/09/2025 | Physical | 9965557 | 1.25 % |
| Equity Swap | 08/02/2024 – 22/09/2032 | 08/02/2024 – 22/09/2032 | Cash | 14172501 | 1.77 % |
| Physically Settled Put Option | 21/06/2024 | 21/06/2024 | Physical | 1600000 | 0.20 % |
| Cash-settled Call Options | 19/01/2024 – 02/01/2099 | 19/01/2024 – 02/01/2099 | Cash | 261868 | 0.03 % |
| Total | 34523435 | 4.32 % |
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8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
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| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Bank, National Association | % | % | % |
| J.P. Morgan International Finance Limited | % | % | % |
| J.P. Morgan Capital Holdings Limited | % | % | % |
| J.P. Morgan Securities plc | % | % | % |
| – | % | % | % |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Holdings LLC | % | % | % |
| J.P. Morgan Broker-Dealer Holdings Inc. | % | % | % |
| J.P. Morgan Securities LLC | % | % | % |
| – | % | % | % |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Bank, National Association | % | % | % |
| J.P. Morgan International Finance Limited | % | % | % |
| J.P. Morgan Structured Products B.V. | % | % | % |
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
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10. Other explanatory remarks:
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Date
| 16 Jan 2024 |
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16.01.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
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