SMA Solar Technology AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

SMA Solar Technology AG
SMA Solar Technology AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
15.01.2024 / 18:26 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer

Name:SMA Solar Technology AG
Street:Sonnenallee 1
Postal code:34266
City:Niestetal
Germany
Legal Entity Identifier (LEI):529900Q6JQHI8X451Q21

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2. Reason for notification

XAcquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
XOther reason:
voluntary group notification with triggered threshold on subsidiary level

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3. Details of person subject to the notification obligation

Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland

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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

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5. Date on which threshold was crossed or reached:

10 Jan 2024

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6. Total positions

% of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.02 %0.22 %3.24 %34700000
Previous notification3.19 %0.23 %3.42 %/

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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000A0DJ6J9010479020 %3.02 %
Total10479023.02 %

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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right to recall lent sharesAt any time552290.16 %
Right of use over sharesAt any time9110 %
Total561400.16 %

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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Swaps on Baskets5/9/2024-28/08/2026Cash188700.05 %
Total188700.05 %

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8. Information in relation to the person subject to the notification obligation

Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

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Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management Holding (No. 2) Ltd % % %
UBS Asset Management Holding Ltd % % %
UBS Asset Management (UK) Ltd % % %
% % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Fund Management (Luxembourg) SA % % %
% % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management Switzerland AG % % %
UBS Fund Management (Switzerland) AG % % %
% % %
UBS Group AG % % %
UBS AG % % %
UBS Switzerland AG % % %
% % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Third Party Management Company S.A. % % %
% % %
UBS Group AG % % %
UBS AG % % %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Securities LLC % % %
% % %
UBS Group AG % % %
Credit Suisse AG % % %
Credit Suisse Asset Management International Holding Ltd % % %
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG % % %
Credit Suisse Funds AG % % %

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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
% % %

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10. Other explanatory remarks:

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Date

15 Jan 2024

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15.01.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com

Veröffentlicht am 18.01.2024

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